OACIQ Self Inspection

Transactions registries :

Go to Reports > Registries > Transactions. Transactions - Log of transactions
Select a specific branch from the dropdown menu or select "All" if you need registries of all branches.
Enter Start Date / End Date
Leave Sort and Date used for Period at "Creation Date"
Click on PDF icon to generate report.

Listing registries :

Go to Reports > Registries > Listing Agreements. Listing Agreements (Brokerage contracts)
Select a specific branch from the dropdown menu or select "All" if you need registries of all branches.
Enter Start Date / End Date
In the "Sort" field, select "Listing Date"
In the "Date used or Period", select "Listing Date"
Click on PDF icon to generate report.

Summary of Trust Account Transactions Summary of Trust Account Transactions

Go to Reports > Registries > Summary of Trust Account transactions.
Select "Yes" if there were modifications to the financial instituion and/or to the account number of the general trust account. If not, select 'No".
Enter Start Date / End Date
Click on PDF icon to generate report.

Register of operations to the general trust account

Aller dans le menu Reports > Trust Account > Genral Trust Account Ledger. on the right top, clic on Reports
Enter Start Date / End Date
Click on PDF icon to generate report.

Notice of disclosure registries : Notice of Disclosure

Go to Reports > Registries > Notice of Disclosure
Select a specific branch from the dropdown menu or select "All" if you need registries of all branches.
Enter Start Date / End Date
Click on PDF icon to generate report.

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